Form D · Hedge Fund

Puma Fund-Of-Funds, Ltd.

Grand Cayman, E9 · CIK 0001577915

Offering snapshot reported Apr 6, 2015 · SEC filing

Reported sold: $565M
Investors reported: 12
Minimum accepted: $100K
First sale: Feb 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$482,220,840 → $564,620,060

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2015	Amendment	$564,620,060	$82,399,220vs Jul 2, 2013	12	SEC filing
Jul 2, 2013	Initial	$482,220,840	No comparison	12	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $9.26K (estimated)
Form D file number: 021-198908

State Street Corporation and certain affiliates will receive referral fees. Such fees will reduce the Investment Manager's fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
State Street Corporation	None

Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUMA FUND-OF FUNDS LTD

Investment adviser: INVESTCORP INVESTMENT ADVISERS LIMITED

Gross asset value: $102M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Oct 11, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR F. BELL, JR & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States

Custodian BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker ADM INVESTOR SERVICES NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ARTHUR F. BELL, JR & ASSOCIATES, LLC
PCAOB 93

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Filing source

Form ADV 1245483 · Oct 11, 2018 · Schedule D 7.B.(1), fund 805-6381064534

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A A.R.C. Directors Ltd	Director
A.R.C. Directors Ltd.	Director
Robert P. Covino, Jr.	Executive
Andrew E. Fisch	Executive
Peter A. Hinrichs	Executive
Paul R. Lucek	Executive
Mark Rosenberg	Executive
N/A Ssaris Advisors, Llc	Executive, Promoter
Ssaris Advisors, Llc	Executive
N/A Ssaris Management, Llc	Executive
Ssaris Management, Llc	Executive
James F. Tomeo	Executive
Alan Tooker	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Mourant Ozannes Corp. Svs 94 Solaris Cammana Bay, Po Box 1348
Grand Cayman, E9, KY1-1108