Form D · Private Equity Fund

Prospect Innovations LP - Fund Series 9

Kingston, NY · CIK 0002096940

Offering snapshot reported Nov 21, 2025 · SEC filing

Reported sold
$847K
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 14, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2025Initial$847,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$58.9K
Finders' fees
$0
Form D file number
021-564755

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Four Points Capital Partners LLC43149

Source: Form D, filed Nov 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PROSPECT INNOVATIONS LP - FUND SERIES 9

Investment adviser: PROSPECT STREET HOLDINGS, LLC

Gross asset value
$1.3M
Beneficial owners
0
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA SAN FRANSISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Marketer FOUR POINTS CAPITAL PARTNERS LLC RIDGEWOOD, New Jersey, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

FOUR POINTS CAPITAL PARTNERS LLC
CRD 43149 · SEC 8-50162

Filing source

Form ADV 2077672 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8569800670

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gene Murphy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8 N Front Street
Kingston, NY, 12401