Form D · Private Equity Fund
Prospect Innovations, LP - Fund Series 4
Kingston, NY · CIK 0002001830
Offering snapshot reported Nov 21, 2023 · SEC filing
- Reported sold
- $485K Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 9, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2023 | Initial | $485,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $233K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-497848
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Four Points Capital Partners LLC | 43149 |
Source: Form D, filed Nov 21, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Martino | Director |
| Gene Murphy | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
8 North Front Street
Kingston, NY, 12401
Kingston, NY, 12401