Form D · Other Investment Fund

Private Market Securities Fund LLC

New York, NY · CIK 0001699181

Offering snapshot reported Jul 20, 2018 · SEC filing

Reported sold
$24.7M
Offering amount: $50M
Investors reported
97
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 8, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.4M$24.7MFeb 28, 2017: $4,781,249.00Feb 28, 2017Apr 25, 2017: $9,220,796.00Jun 30, 2017: $16,672,641.00Jun 30, 2017Jul 20, 2018: $24,729,946.00Jul 20, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,672,641 → $24,729,946
  • Reported investors60 → 97

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 20, 2018Amendment$24,729,946$8,057,305vs Jun 30, 201797SEC filing
Jun 30, 2017Amendment$16,672,641$11,891,392vs Feb 28, 201760SEC filing
Apr 25, 2017Amendment$9,220,796$4,439,547vs Feb 28, 201718SEC filing
Feb 28, 2017Initial$4,781,249No comparison9SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$2.47M
Finders' fees
$0
Form D file number
021-281498
Series A and B Interests. The minimum amount disclosed in Item 11 may be modified by the Manager in its sole discretion.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PHX Financial, Inc.144403

Source: Form D, filed Jul 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE PRIVATE MARKET SECURITIES FUND LLC - SERIES A

Investment adviser: KAJJ MANAGEMENT, LLC

Gross asset value
$14.2M
Beneficial owners
83
ADV minimum commitment
$100K

Reported in Form ADV on Sep 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Filing source

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1), fund 805-5913698173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Chen Executive, Promoter
None Kajj Management Llc Executive, Promoter
N/A Kajj Management Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1816 Pine Street, Unit 1511
New York, NY, 10005