Investment adviser · CRD 307988

KAJJ MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Sep 24, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE PRIVATE MARKET SECURITIES FUND LLC - SERIES APrivate Equity Fund · Last reported Sep 24, 2020$14.2MGross asset value

Form D fundraising filings

Private Market Securities Fund LLC

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-5913698173
Reported beneficial owners
83
Minimum commitment
$100K
Form D file number
021-281498

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND X LLC - SERIES APrivate Equity Fund · Last reported Sep 24, 2020$11.3MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-2111868104
Reported beneficial owners
69
Minimum commitment
$100K

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND IX LLC - SERIES APrivate Equity Fund · Last reported Sep 24, 2020$5.14MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-7173785959
Reported beneficial owners
45
Minimum commitment
$100K
Form D file number
021-360934

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND IX LLC - SERIES CPrivate Equity Fund · Last reported Sep 24, 2020$4.88MGross asset value

Form D fundraising filings

Advanced Technology Select Fund IX LLC

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-9705335385
Reported beneficial owners
52
Minimum commitment
$100K
Form D file number
021-360934

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE PRIVATE MARKET SECURITIES FUND LLC - SERIES BPrivate Equity Fund · Last reported Sep 24, 2020$4.43MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-8485793933
Reported beneficial owners
31
Minimum commitment
$100K
Form D file number
021-281498

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND X LLC - SERIES BPrivate Equity Fund · Last reported Sep 24, 2020$4.03MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-1596749811
Reported beneficial owners
48
Minimum commitment
$100K

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND IX LLC - SERIES BPrivate Equity Fund · Last reported Sep 24, 2020$3.06MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC STATEN ISLAND, New York, United States
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, CPA, PC
PCAOB 3978

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-6277459715
Reported beneficial owners
41
Minimum commitment
$100K
Form D file number
021-360934

Form ADV 1457921 · Sep 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

20 PINE ST, UNIT 1511
NEW YORK, NY, 10005, United States

CRD 307988

Filing source

Form ADV 1457921 · Sep 24, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.