Form D · Hedge Fund

Prisma Triathlon Fund LLC

New York, NY · CIK 0001479799

Offering snapshot reported Sep 29, 2016 · SEC filing

Reported sold: $193M
Investors reported: 14
Minimum accepted: $0
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$198,500,000 → $193,473,972
Reported investors3 → 14

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 29, 2016	Amendment	$193,473,972	-$5,026,028vs Feb 25, 2014	14	SEC filing
Sep 29, 2015	Amendment	$193,473,972	-$5,026,028vs Feb 25, 2014	14	SEC filing
Feb 25, 2015	Amendment	$193,473,972	-$5,026,028vs Feb 25, 2014	14	SEC filing
Feb 25, 2014	Amendment	$198,500,000	$70,000,000vs Feb 25, 2013	3	SEC filing
Feb 25, 2013	Amendment	$128,500,000	$0vs Feb 24, 2012	4	SEC filing
Feb 24, 2012	Amendment	$128,500,000	$0vs Feb 24, 2011	4	SEC filing
Feb 24, 2011	Amendment	$128,500,000	$78,500,000vs Jan 14, 2010	4	SEC filing
Jan 14, 2010	Initial	$50,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.19M
Finders' fees: $0
Form D file number: 021-137826

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Deutsche Bank Securities Inc.	2525
Morgan Stanley Smith Barney LLC	149777

Source: Form D, filed Sep 29, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISMA TRIATHLON FUND LLC - CLASS B

Investment adviser: PRISMA CAPITAL PARTNERS LP

Gross asset value: $1.27M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Oct 3, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1), fund 805-5139513868

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Francis J. Conroy	Executive
Kkr Management Holdings, L.P.	Executive
Prisma Capital Management Llc Prisma Capital Management Llc	Executive
Prisma Capital Management Llc	Executive, Promoter
Prisma Capital Partners Lp Prisma Capital Partners Lp	Executive
Prisma Capital Partners Lp	Executive
Prisma Gp Llc	Executive
Prisma Gp Llc Prisma Gp Llc	Executive
Girish V. Reddy	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Prisma Capital Management Llc 9 West 57 Th Street
New York, NY, 10019