Form D · Investing

Powermat Partners LLC

New York, NY · CIK 0001646475

Offering snapshot reported Jun 26, 2015 · SEC filing

Reported sold
$5.6M
Offering amount: $10M
Investors reported
40
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 16, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2015Initial$5,602,000No comparison40SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$448K
Finders' fees
$0
Form D file number
021-242600

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Jun 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POWERMAT PARTNERS, LLC

Investment adviser: B. RILEY WEALTH ADVISORS, INC.

Gross asset value
$3.03K
Beneficial owners
50
ADV minimum commitment
$100K

Reported in Form ADV on Aug 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VENTURE BACK OFFICE, INC. CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM, LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Marketer NATIONAL SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MARCUM, LLP
PCAOB 688

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

SIGNATURE BANK
LEI 13-4149421

NATIONAL SECURITIES CORPORATION
CRD 7569 · SEC 8-164

Filing source

Form ADV 1672517 · Aug 29, 2022 · Schedule D 7.B.(1), fund 805-7413447054

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Goldwasser Executive

Issuer details

Industry: Investing (See others in industry)

Address:
C/O National Securities Corporation 410 Park Avenue, 14 Th Floor
New York, NY, 10022