Form D · Hedge Fund

POLEN PARTNERS LP

Boca Raton, FL · CIK 0001460810

Offering snapshot reported Mar 14, 2014 · SEC filing

Reported sold
$64.8M
Indefinite offering
Investors reported
110
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 1992
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.4M$64.8MMar 16, 2010: $61,776,122.00Mar 16, 2010Mar 15, 2011: $62,426,122.00Mar 15, 2011Mar 14, 2012: $62,426,122.00Mar 14, 2012Mar 14, 2013: $64,432,345.00Mar 14, 2013Mar 14, 2014: $64,802,345.00Mar 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$64,432,345 → $64,802,345

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2014Amendment$64,802,345$370,000vs Mar 14, 2013110SEC filing
Mar 14, 2013Amendment$64,432,345$2,006,223vs Mar 14, 2012110SEC filing
Mar 14, 2012Amendment$62,426,122$0vs Mar 15, 2011108SEC filing
Mar 15, 2011Amendment$62,426,122$650,000vs Mar 16, 2010108SEC filing
Mar 16, 2010Amendment$61,776,122No comparison108SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$9.11K (estimated)
Finders' fees
$0
Form D file number
021-129799

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Scott BrauerNone

Source: Form D, filed Mar 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLEN PARTNERS, L.P.

Investment adviser: POLEN CAPITAL MANAGEMENT, LLC

Gross asset value
$25.5M
Beneficial owners
26
ADV minimum commitment
$250K

Reported in Form ADV on Oct 15, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA LLP WEST PALM BEACH, Florida, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer MERCURY SECURITIES, LLC SAN RAFAEL, California, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERCURY SECURITIES, LLC
CRD 40368 · SEC 8-49018

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 846580 · Oct 15, 2014 · Schedule D 7.B.(1), fund 805-9119697223

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Davidowitz Executive
Stan Moss Executive
David Polen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1825 Nw Corporate Boulevard Suite 300
Boca Raton, FL, 33431