POLEN CAPITAL MANAGEMENT, LLC – investment adviser, $24.1B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	85	$8,824,606,218	36.7%
Investment companies	14	$5,227,780,615	21.7%
Pooled investment vehicles	18	$3,784,953,990	15.7%
Retirement plans	22	$1,690,619,115	7.0%
Government entities	26	$1,650,002,896	6.9%
High-net-worth individuals	1,347	$1,373,093,151	5.7%
Corporations & businesses	48	$799,484,746	3.3%
Charities	42	$437,177,761	1.8%
Sovereign wealth & foreign institutions	Fewer than 5	$260,203,583	1.1%
Insurance companies	Fewer than 5	$13,177,789	0.1%

Filing source

Form ADV 2130099 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POLEN VISION FUND, LLCHedge Fund · Last reported Sep 30, 2026$85.1MGross asset value

Form D fundraising filings

Polen Vision Fund, LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CINCINNATI, Ohio, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor TOPEL FORMAN, LLC CHICAGO, Illinois, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

TOPEL FORMAN, LLC
PCAOB 5181

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6788679237
Reported beneficial owners: 24
Minimum commitment: $250K
Form D file number: 021-581312

Form ADV 2130099 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLEN CAPITAL FOCUS GROWTH FUNDOther Private Fund · Last reported Sep 30, 2026$23.5MGross asset value

Form D fundraising filings

Polen Capital Focus Growth Fund

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON
LEI HPFU0OQ28EN0NFVK49

Fund details & source

Fund ID: 805-8233991803
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-454827

Form ADV 2130099 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLEN PARTNERS, L.P.Hedge Fund · Last reported Oct 15, 2014$25.5MGross asset value

Form D fundraising filings

POLEN PARTNERS LP

Auditor BDO USA LLP WEST PALM BEACH, Florida, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer MERCURY SECURITIES, LLC SAN RAFAEL, California, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERCURY SECURITIES, LLC
CRD 40368 · SEC 8-49018

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-9119697223
Reported beneficial owners: 26
Minimum commitment: $250K
Form D file number: 021-129799

Form ADV 846580 · Oct 15, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1825 NW CORPORATE BLVD., SUITE 300
BOCA RATON, FL, 33431, United States

CRD 106093

Filing source

Form ADV 2130099 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.