Form D · Other Investment Fund

Polaris Tactical Traders Fund #1 LLC

Johns Island, SC · CIK 0001555350

Offering snapshot reported Sep 5, 2012 · SEC filing

Reported sold
$4M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 22, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 5, 2012Initial$4,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-183682

Source: Form D, filed Sep 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS TACTICAL TRADERS FUND #1 LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value
$16M
Beneficial owners
3
ADV minimum commitment
$250K

Reported in Form ADV on Jul 30, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPHAMETRIX, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, PC ROSELAND, New Jersey, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian JPMORGAN CHASE, BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian TRADESTATION SECURITIES, INC. PLANTATION, Florida, United States Related to adviser: No
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Prime broker TRADESTATION SECURITIES, INC. PLANTATION, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NEWEDGE USA, LLC
SEC 8-47023

TRADESTATION SECURITIES, INC.
SEC 8-48711

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

TRADESTATION SECURITIES, INC.
CRD 39473 · SEC 8-48711

Filing source

Form ADV 749509 · Jul 30, 2013 · Schedule D 7.B.(1), fund 805-6545086633

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roy H. Callahan, Jr. Executive
John C. Pernell, Jr. Executive
N/A Polaris Investment Partners, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Fenwick Hall Allee
Johns Island, SC, 29455