Investment adviser · CRD 106711

POLARIS INVESTMENT PARTNERS, INC

Investment adviser filing (IA)

JOHNS ISLAND, SC, United States · Form ADV filed Sep 12, 2018

Regulatory AUM
$39.3M
Form ADV · Item 5.F
Client accounts
28
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles10$36,390,91692.7%
Individuals15$1,183,1383.0%
Corporations & businesses1$949,5972.4%
High-net-worth individuals2$736,1991.9%
Filing source

Form ADV 1234873 · Sep 12, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POLARIS MASTERS MULTI-STRATEGY FUND #1 LLCHedge Fund · Last reported Sep 12, 2018$17.4MGross asset value

Form D fundraising filings

Polaris Masters Multi-Strategy Fund #1 LLC

Fund administrator CORTLAND FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian KEYBANK, N.A. CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-1052197769
Reported beneficial owners
1
Minimum commitment
$100K
Form D file number
021-175384

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS AGGRESSIVE TECHNOLOGY TRADER FUND #1 LLCHedge Fund · Last reported Sep 12, 2018$5.68MGross asset value
Fund administrator CORTLAND FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian KEYBANK N.A. CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-1892286352
Reported beneficial owners
15
Minimum commitment
$50K
Form D file number
021-183674

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS PRIME SMALL CAP VALUE LPHedge Fund · Last reported Sep 12, 2018$3.85MGross asset value

Form D fundraising filings

Polaris Prime Small Cap Value, L.P.

Auditor ELLIOTT DAVIS, LLC CHATTANOOGA, Tennessee, United States
Custodian RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian SYNOVUS BANK CHARLESTON, South Carolina, United States Related to adviser: No
Custodian TD AMERITRADE, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THE KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No
Prime broker R J OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States
Prime broker TD AMERITRADE, INC. JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS, LLC
PCAOB 149

TD AMERITRADE, INC.
SEC 8-23395

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

Fund details & source
Fund ID
805-1386763703
Reported beneficial owners
20
Minimum commitment
$20K
Form D file number
021-127881

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS GROUP TRUST --CORE MANAGERS FUNDHedge Fund · Last reported Sep 12, 2018$3.59MGross asset value
Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian TMI TRUST COMPANY FT WORTH, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-7486011002
Reported beneficial owners
13
Minimum commitment
$250K
Form D file number
021-88982

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS GROUP TRUST--STRATEGIC ASSET ALLOCATION FUNDHedge Fund · Last reported Sep 12, 2018$3.11MGross asset value
Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian TMI TRUST COMPANY ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-2564536202
Reported beneficial owners
11
Minimum commitment
$250K
Form D file number
021-88982

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS TECHNOLOGY MANAGERS FUND #1 LLCHedge Fund · Last reported Sep 12, 2018$997KGross asset value

Form D fundraising filings

Polaris Technology Managers Fund #1 LLC

Fund administrator CORTLAND FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian KEYBANK, N.A. CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-6977082949
Reported beneficial owners
5
Minimum commitment
$100K
Form D file number
021-183674

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POLARIS MERGER ARB FUND LLCHedge Fund · Last reported Sep 12, 2018$795KGross asset value

Form D fundraising filings

Polaris Merger Arb Fund LLC

Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian SYNOVUS BANK CHARLESTON, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source
Fund ID
805-8952420715
Reported beneficial owners
4
Minimum commitment
$100K
Form D file number
021-302983

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 12, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

30 FENWICK HALL ALLEE
JOHNS ISLAND, SC, 29455, United States

CRD 106711

Filing source

Form ADV 1234873 · Sep 12, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.