Form D · Hedge Fund

Polaris Prime Event Trading Fund LLC

Johns Island, SC · CIK 0001571318

Offering snapshot reported Mar 15, 2017 · SEC filing

Reported sold
$4.02M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.01M$4.02MMar 15, 2013Mar 14, 2014: $2,300,000.00Mar 14, 2014Mar 16, 2015: $3,400,000.00Mar 16, 2015Mar 15, 2016: $3,524,000.00Mar 15, 2016Mar 15, 2017: $4,024,000.00Mar 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,524,000 → $4,024,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2017Amendment$4,024,000$500,000vs Mar 15, 20166SEC filing
Mar 15, 2016Amendment$3,524,000$124,000vs Mar 16, 20156SEC filing
Mar 16, 2015Amendment$3,400,000$1,100,000vs Mar 14, 20146SEC filing
Mar 14, 2014Amendment$2,300,000No comparison5SEC filing
Mar 15, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-193375

Source: Form D, filed Mar 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS PRIME EVENT TRADING FUND LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value
$1.69M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Aug 7, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SGGG FUND SERVICES (CAYMAN) INC. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States
Custodian CIBC WORLD MARKETS, INC. ONTARIO, Canada Related to adviser: No
Custodian SOUTHERN FIRST BANK GREENVILLE, South Carolina, United States Related to adviser: No
Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No
Prime broker CIBC WORLD MARKETS, INC. TORONTO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

Filing source

Form ADV 1128120 · Aug 7, 2017 · Schedule D 7.B.(1), fund 805-7556553144

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roy H. Callahan, Jr. Executive
John C. Pernell, Jr. Executive
N/A Polaris Investment Partners, Inc. Executive
N/A Polaris Private Managers, Ltd. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Fenwick Hall Allee
Johns Island, SC, 29455