Form D · Other Investment Fund

Polaris Physical Commodity Traders #1 LLC

Johns Island, SC · CIK 0001555351

Offering snapshot reported Jan 7, 2015 · SEC filing

Reported sold: $2.05M
Investors reported: 3
Minimum accepted: $250K
First sale: Sep 18, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 7, 2015	Amendment	$2,050,000	$0vs Jan 7, 2014	3	SEC filing
Jan 7, 2014	Amendment	$2,050,000	$50,000vs Jan 7, 2013	3	SEC filing
Jan 7, 2013	Initial	$2,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-189653

Source: Form D, filed Jan 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS PHYSICAL COMMODITIES FUND #1 LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value: $5.55M
Beneficial owners: 4
ADV minimum commitment: $250K

Reported in Form ADV on Dec 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 855734 · Dec 3, 2014 · Schedule D 7.B.(1), fund 805-7895993965

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roy H. Callahan, Jr.	Executive
John C. Pernell, Jr.	Executive
N/A Polaris Investment Partners, Inc.	Executive
N/A Polaris Private Managers, Ltd.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

30 Fenwick Hall Allee
Johns Island, SC, 29455