Form D · Hedge Fund

Polaris Merger Arb Fund LLC

Mount Pleasant, SC · CIK 0001721819

Offering snapshot reported Nov 24, 2020 · SEC filing

Reported sold
$945K
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 11, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$473K$945KJan 11, 2018: $795,000.00Jan 11, 2018Feb 5, 2019: $795,000.00Feb 5, 2019Mar 10, 2020: $945,000.00Mar 10, 2020Nov 24, 2020: $945,000.00Nov 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 24, 2020Amendment$945,000$0vs Mar 10, 20205SEC filing
Mar 10, 2020Amendment$945,000$150,000vs Feb 5, 20195SEC filing
Feb 5, 2019Amendment$795,000$0vs Jan 11, 20184SEC filing
Jan 11, 2018Initial$795,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-302983

Source: Form D, filed Nov 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS MERGER ARB FUND LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value
$795K
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Sep 12, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States
Custodian SYNOVUS BANK CHARLESTON, South Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS LLC
PCAOB 149

Filing source

Form ADV 1234873 · Sep 12, 2018 · Schedule D 7.B.(1), fund 805-8952420715

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C. Pernell Jr. Executive, Promoter
N/A Polaris Private Managers, Ltd. Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
735 Johnnie Dodds Blvd Suite 105
Mount Pleasant, SC, 29464