Form D · Other Investment Fund

Polaris Global Systematic Traders Fund #3 LLC

Johns Island, SC · CIK 0001555236

Offering snapshot reported Aug 21, 2012 · SEC filing

Reported sold: $1.25M
Investors reported: 2
Minimum accepted: $250K
First sale: Aug 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 21, 2012	Initial	$1,250,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-183006

Source: Form D, filed Aug 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS GLOBAL SYSTEMATIC TRADERS FUND #3 LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value: $5M
Beneficial owners: 2
ADV minimum commitment: $250K

Reported in Form ADV on Jul 30, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPHAMETRIX, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ROTHSTEIN, KASS & COMPANY, PC ROSELAND, New Jersey, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 749509 · Jul 30, 2013 · Schedule D 7.B.(1), fund 805-2202924138

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Polaris Global Systematic Traders Fund #1 LLC	Jan 16, 2013	$2,479,455	1
Polaris Global Systematic Traders Fund #2 LLC	Sep 5, 2013	$2,050,000	2
Polaris Global Systematic Traders Fund #3 LLC (this fund)	Aug 21, 2012	$1,250,000	2
Polaris Global Systematic Traders Fund #4 LLC	Jan 7, 2015	$2,200,000	3

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roy H. Callahan, Jr.	Executive
John C. Pernell, Jr.	Executive
N/A Polaris Investment Partners, Inc.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

30 Fenwick Hall Allee
Johns Island, SC, 29455