Form D · Hedge Fund

Polaris Event Trading Fund LLC

Johns Island, SC · CIK 0001638055

Offering snapshot reported Mar 15, 2017 · SEC filing

Reported sold: $3.53M
Investors reported: 4
Minimum accepted: $250K
First sale: Mar 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2017	Amendment	$3,529,323	$0vs Mar 15, 2016	4	SEC filing
Mar 15, 2016	Amendment	$3,529,323	$79,323vs Mar 30, 2015	4	SEC filing
Mar 30, 2015	Initial	$3,450,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-236928

Source: Form D, filed Mar 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS EVENT TRADING FUND LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value: $2.71M
Beneficial owners: 3
ADV minimum commitment: $80K

Reported in Form ADV on Aug 7, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SGGG FUND SERVICES (CAYMAN) INC. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR F. BELL, JR. & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States

Custodian CIBC WORLD MARKETS, INC. ONTARIO, Canada Related to adviser: No

Custodian SOUTHERN FIRST BANK GREENVILLE, South Carolina, United States Related to adviser: No

Marketer FRONTIER SOLUTIONS, LLC RICHMOND, Virginia, United States Related to adviser: No

Prime broker CIBC WORLD MARKETS, INC. TORONTO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FRONTIER SOLUTIONS, LLC
CRD 136102 · SEC 8-66972

Filing source

Form ADV 1128120 · Aug 7, 2017 · Schedule D 7.B.(1), fund 805-4943031807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roy H. Callahan, Jr.	Executive
John C. Pernell, Jr.	Executive
N/A Polaris Investment Partners, Inc.	Executive
N/A Polaris Private Managers, Ltd.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

30 Fenwick Hall Allee
Johns Island, SC, 29455