Form D · Other Investment Fund

Polaris AG Trader Fund #1 LLC

Johns Island, SC · CIK 0001555230

Offering snapshot reported Aug 20, 2014 · SEC filing

Reported sold: $1.3M
Investors reported: 3
Minimum accepted: $250K
First sale: Jul 24, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 20, 2014	Amendment	$1,300,000	$0vs Aug 20, 2013	3	SEC filing
Aug 20, 2013	Amendment	$1,300,000	$850,000vs Aug 20, 2012	3	SEC filing
Aug 20, 2012	Initial	$450,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-182985

Source: Form D, filed Aug 20, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLARIS AG TRADER FUND #1 LLC

Investment adviser: POLARIS INVESTMENT PARTNERS, INC

Gross asset value: $1.24M
Beneficial owners: 4
ADV minimum commitment: $250K

Reported in Form ADV on Dec 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker RJ OBRIEN ASSOCIATES LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 855734 · Dec 3, 2014 · Schedule D 7.B.(1), fund 805-8882283819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roy H. Callahan, Jr.	Executive
John C. Pernell, Jr.	Executive
N/A Polaris Investment Partners, Inc.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

30 Fenwick Hall Allee
Johns Island, SC, 29455