Form D · Venture Capital Fund

Point 406 Ventures II, L.P.

Boston, MA · CIK 0001505839

Offering snapshot reported Nov 23, 2011 · SEC filing

Reported sold
$95.1M
Offering amount: $175M
Investors reported
30
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 23, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 23, 2011Amendment$95,050,000No comparison30SEC filing
Nov 18, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150682
Certain commitments are contingent and are capped at a percentage of aggregate commitments. Includes General Partner's commitment which is contingent on reaching benchmarks and shall be 4% of Limited Partner commitments if such benchmarks are achieved.

Source: Form D, filed Nov 23, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POINT 406 VENTURES II, L.P.

Investment adviser: .406 VENTURES MANAGEMENT, L.P.

Gross asset value
$224M
Beneficial owners
40
ADV minimum commitment
$1M

Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Filing source

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-1208611856

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Begley Executive
Maria Cirino Executive
Liam Donohue Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 Atlantic Avenue 12 Th Floor
Boston, MA, 02210