Investment adviser · CRD 162914

406 VENTURES MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

.406 VENTURES MANAGEMENT, L.P.

BOSTON, MA, United States · Form ADV filed Mar 23, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

25 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POINT 406 VENTURES III, L.P.Venture Capital Fund · Last reported Mar 23, 2026$451MGross asset value
Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-6539739580
Reported beneficial owners
40
Minimum commitment
$1M
Form D file number
021-150682

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES IV, L.P.Venture Capital Fund · Last reported Mar 23, 2026$429MGross asset value

Form D fundraising filings

Point 406 Ventures IV, L.P.

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-8184234271
Reported beneficial owners
60
Minimum commitment
$1M
Form D file number
021-334020

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES V L.P.Venture Capital Fund · Last reported Mar 23, 2026$248MGross asset value

Form D fundraising filings

Point 406 Ventures V, L.P.

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-6281301668
Reported beneficial owners
66
Minimum commitment
$1M
Form D file number
021-441368

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES II, L.P.Venture Capital Fund · Last reported Mar 23, 2026$224MGross asset value

Form D fundraising filings

Point 406 Ventures II, L.P.

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-1208611856
Reported beneficial owners
40
Minimum commitment
$1M
Form D file number
021-150682

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES OPPORTUNITIES FUND II, L.P.Venture Capital Fund · Last reported Mar 23, 2026$96.7MGross asset value

Form D fundraising filings

Point 406 Ventures Opportunities Fund II, L.P.

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-5501795181
Reported beneficial owners
15
Minimum commitment
$100K
Form D file number
021-334023

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES 2016 OPPORTUNITIES FUND, L.P.Venture Capital Fund · Last reported Mar 23, 2026$65.5MGross asset value

Form D fundraising filings

Point 406 Ventures 2016 Opportunities Fund, L.P.

Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian JP MORGAN BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS BOSTON FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-2113464418
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-262242

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

POINT 406 VENTURES I, L.P.Venture Capital Fund · Last reported Mar 23, 2026$38.7MGross asset value
Fund administrator ALTER DOMUS BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PROVIDENCE, Rhode Island, United States
Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN
PCAOB 199

Fund details & source
Fund ID
805-6410601048
Reported beneficial owners
57
Minimum commitment
$1M
Form D file number
021-116059

Form ADV 2054049 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

470 ATLANTIC AVE., 12TH FLOOR
BOSTON, MA, 02210, United States

CRD 162914

Filing source

Form ADV 2054049 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.