Form D · Venture Capital Fund

Point 406 Ventures - Co-Invest LLC

Boston, MA · CIK 0001585340

Offering snapshot reported Oct 3, 2013 · SEC filing

Reported sold: $3.36M
Investors reported: 14
Minimum accepted: $25K
First sale: Aug 27, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,900,000 → $3,360,000
Reported investors13 → 14

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2013	Amendment	$3,360,000	$460,000vs Sep 3, 2013	14	SEC filing
Sep 3, 2013	Initial	$2,900,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-202248

Source: Form D, filed Oct 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POINT 406 VENTURES - CO-INVEST, LLC

Investment adviser: .406 VENTURES MANAGEMENT, L.P.

Gross asset value: $13K
Beneficial owners: 14
ADV minimum commitment: $15K

Reported in Form ADV on Mar 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian SQUARE 1 BANK WALTHAM, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1517640 · Mar 24, 2021 · Schedule D 7.B.(1), fund 805-4637696243

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Point 406 Ventures - Co-Invest LLC (this fund)	Oct 3, 2013	$3,360,000	14
Point 406 Ventures - Co-Invest II LLC	Sep 4, 2014	$2,041,237	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A .406 Ventures I Gp, L.P.	Executive
Lawrence Begley	Executive
Maria Cirino	Executive
Liam Donohue	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

470 Atlantic Avenue, Floor 12
Boston, MA, 02210