Form D · Other Investment Fund
Plum Alley Syndicate IX LLC
New York, NY · CIK 0001760039
Offering snapshot reported Apr 7, 2021 · SEC filing
- Reported sold
- $865K Offering amount: $865K
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2021 | Amendment | $865,000 | No comparison | Not reported | SEC filing |
| Nov 28, 2018 | Initial | $865,000 | No comparison | 38 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-326652
Source: Form D, filed Apr 7, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PLUM ALLEY SYNDICATE IX
Investment adviser: PLUM ALLEY MANAGEMENT LLC
- Gross asset value
- $1.1M
- Beneficial owners
- 40
- ADV minimum commitment
- $10K
Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91
Filing source
Form ADV 2077497 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-5767798601
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Executive |
| Deborah Jackson | Director, Executive |
| Llc Plum Alley Management | Director |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10003