Form D · Other Investment Fund

Plum Alley Syndicate XI, LLC

New York, NY · CIK 0001760045

Offering snapshot reported Feb 16, 2021 · SEC filing

Reported sold
$2.35M
Offering amount: $2.35M
Investors reported
54
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jun 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.17M$2.35MNov 28, 2018: $1,530,000.00Nov 28, 2018Feb 16, 2021: $2,345,000.00Feb 16, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,530,000 → $2,345,000
  • Reported investors48 → 54

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 16, 2021Amendment$2,345,000$815,000vs Nov 28, 201854SEC filing
Nov 28, 2018Initial$1,530,000No comparison48SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-326647

Source: Form D, filed Feb 16, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLUM ALLEY SYNDICATE XI

Investment adviser: PLUM ALLEY MANAGEMENT LLC

Gross asset value
$3.9M
Beneficial owners
77
ADV minimum commitment
$10K

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91

Filing source

Form ADV 2077497 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-1550199696

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Executive
Deborah Jackson Director, Executive
Llc Plum Alley Management Director
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Plum Alley Management Llc 210 East 18th Street
New York, NY, 10003