Form D · Hedge Fund

Platinum Grove Contingent Capital Offshore Fund Ltd

Hamilton, D0 · CIK 0001388297

Offering snapshot reported Mar 8, 2013 · SEC filing

Reported sold
$144M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.85B$5.71BMar 12, 2010: $5,709,484,314.00Mar 12, 2010Mar 11, 2011: $161,553,477.00Mar 11, 2011Mar 12, 2012: $144,228,477.00Mar 12, 2012Mar 8, 2013: $144,228,477.00Mar 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2013Amendment$144,228,477$0vs Mar 12, 201230SEC filing
Mar 12, 2012Amendment$144,228,477-$5,565,255,837vs Mar 12, 201030SEC filing
Mar 11, 2011Amendment$161,553,477-$5,547,930,837vs Mar 12, 201033SEC filing
Mar 12, 2010Amendment$5,709,484,314No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-99483

Source: Form D, filed Mar 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLATINUM GROVE CONTINGENT CAPITAL OFFSHORE FUND LTD.

Investment adviser: PLATINUM GROVE ASSET MANAGEMENT, L.P.

Gross asset value
$60.1M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Jan 17, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BAHAMAS) LTD. NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Marketer CAPFI PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

CAPFI PARTNERS, LLC
CRD 113795

Filing source

Form ADV 777794 · Jan 17, 2014 · Schedule D 7.B.(1), fund 805-2561348853

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John C.R. Collins Director
John C.R. Collis Director
Dawn C. Griffiths Director
Masayoshi Nawa Promoter
Ian P. Pilgrim Director
Myron Scholes Director
Paul Stevenson Director
Bjorn Tuypens Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Fund Services (Bermuda) Ltd O'hara House 3 Bermudiana Rd.
Hamilton, D0, HM 08