Investment adviser · CRD 137454

PLATINUM GROVE ASSET MANAGEMENT, L.P.

Investment adviser filing (IA)

PURCHASE, NY, United States · Form ADV filed Jan 17, 2014

Regulatory AUM
$1.56B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PLATINUM GROVE CONTINGENT CAPITAL MASTER FUND LTD.Hedge Fund · Last reported Jan 17, 2014$1.56BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (BAHAMAS) LTD. NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS, S.A. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Custodian UBS LTD. LONDON, United Kingdom Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NEWEDGE USA, LLC
SEC 8-47023

RBC CAPITAL MARKETS, LLC
SEC 8-45411

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2596959283
Reported beneficial owners
30
Minimum commitment
$0

Form ADV 777794 · Jan 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 17, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

287 BOWMAN AVENUE
PURCHASE, NY, 10577, United States

CRD 137454

Filing source

Form ADV 777794 · Jan 17, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.