Form D · Venture Capital Fund

Pine Brook Capital Partners II, L.P.

New York, NY · CIK 0001556984

Offering snapshot reported Sep 5, 2013 · SEC filing

Reported sold: $1.27B
Investors reported: 127
Minimum accepted: $10M
First sale: Nov 14, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 127

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 5, 2013	Amendment	$1,269,960,000	No comparison	127	SEC filing
Sep 5, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4.36M
Finders' fees: $0
Form D file number: 021-183642

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816

Source: Form D, filed Sep 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PINE BROOK CAPITAL PARTNERS II, L.P.

Investment adviser: PINE BROOK ROAD ADVISORS, L.P.

Gross asset value: $1.34B
Beneficial owners: 248
ADV minimum commitment: $10M

Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian COMPUTER SHARE INVESTOR SERVICES INC TORONTO, Canada Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

CARTA SECURITIES, LLC
SEC 8-69701

COMPUTER SHARE INVESTOR SERVICES INC
LEI 549300GSGZTZD1FKV249

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1), fund 805-3948359282

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Howard H. Newman	Executive
N/A Pine Brook Road Associates Ii, L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Pine Brook Road Partners, Llc 60 East 42 Nd Street, 50 Th Floor
New York, NY, 10165