Investment adviser · CRD 162247

PINE BROOK

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

PINE BROOK ROAD ADVISORS, L.P.

· Form ADV filed May 29, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PINE BROOK CAPITAL PARTNERS II, L.P.Venture Capital Fund · Last reported May 29, 2026$1.34BGross asset value

Form D fundraising filings

Pine Brook Capital Partners II, L.P.

Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian COMPUTER SHARE INVESTOR SERVICES INC TORONTO, Canada Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

CARTA SECURITIES, LLC
SEC 8-69701

COMPUTER SHARE INVESTOR SERVICES INC
LEI 549300GSGZTZD1FKV249

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3948359282
Reported beneficial owners
248
Minimum commitment
$10M
Form D file number
021-183642

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE BROOK FEAL INTERMEDIATE, L.P.Venture Capital Fund · Last reported May 29, 2026$143MGross asset value
Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian COMPUTER SHARE INVESTOR SERVICES INC TORONTO, Canada Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

COMPUTER SHARE INVESTOR SERVICES INC
LEI 549300GSGZTZD1FKV249

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-5532329468
Reported beneficial owners
8
Minimum commitment
$5M

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE BROOK CAPITAL PARTNERS, L.P.Venture Capital Fund · Last reported May 29, 2026$45.4MGross asset value

Feeder funds

  • PBCP FEEDER LP
  • PBCP FEEDER, L.P.
Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-2174990244
Reported beneficial owners
69
Minimum commitment
$10M
Form D file number
021-113184

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE BROOK CAPITAL PARTNERS (SSP), L.P.Venture Capital Fund · Last reported May 29, 2026$8MGross asset value
Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7217418963
Reported beneficial owners
3
Minimum commitment
$200M
Form D file number
021-113284

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE BROOK CAPITAL PARTNERS (CAYMAN), L.P.Venture Capital Fund · Last reported May 29, 2026$3.56MGross asset value
Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6321838321
Reported beneficial owners
11
Minimum commitment
$10M
Form D file number
021-113181

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PBCP II (CO-INVEST), L.P.Venture Capital Fund · Last reported May 29, 2026$2.59MGross asset value
Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-8315561910
Reported beneficial owners
2
Minimum commitment
$100M

Form ADV 2104111 · May 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE BROOK PD (CAYMAN) INTERMEDIATE, L.P.Venture Capital Fund · Last reported May 6, 2021$758MGross asset value

Form D fundraising filings

Pine Brook PD (Cayman) Intermediate, L.P.

Fund administrator SS&C TECHNOLOGIES HOLDINGS INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. TEMPE, Arizona, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9671779266
Reported beneficial owners
8
Minimum commitment
$1.5M
Form D file number
021-321118

Form ADV 1539051 · May 6, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 162247

Filing source

Form ADV 2104111 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.