Form D · Hedge Fund

PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.

Newport Beach, CA · CIK 0001527490

Offering snapshot reported Dec 8, 2017 · SEC filing

Reported sold: $1.63B
Investors reported: 93
Minimum accepted: $0
First sale: Jul 15, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,600,251,032 → $1,634,706,032
Reported investors89 → 93

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 8, 2017	Amendment	$1,634,706,032	$34,455,000vs Dec 1, 2016	93	SEC filing
Dec 1, 2016	Amendment	$1,600,251,032	$288,323,125vs Nov 16, 2015	89	SEC filing
Nov 16, 2015	Amendment	$1,311,927,907	$61,218,691vs Nov 13, 2014	82	SEC filing
Nov 13, 2014	Amendment	$1,250,709,216	$92,199,076vs Apr 2, 2014	80	SEC filing
Apr 2, 2014	Amendment	$1,158,510,140	$411,302,218vs Mar 28, 2013	79	SEC filing
Mar 28, 2013	Amendment	$747,207,922	$577,182,922vs Mar 27, 2012	49	SEC filing
Mar 27, 2012	Amendment	$170,025,000	$97,315,000vs Aug 10, 2011	25	SEC filing
Aug 10, 2011	Initial	$72,710,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-164207

OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
PIMCO INVESTMENTS LLC	154957

Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $0
Beneficial owners: 23
ADV minimum commitment: $5M

Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGETOWN, GRAND CAYMAN, Cayman Islands

Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

Filing source

Form ADV 1274345 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-2648145265

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. (this fund)	Dec 8, 2017	$1,634,706,032	93
PIMCO Multi-Asset Volatility Offshore Fund II Ltd.	Dec 8, 2017	$404,354,722	12

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roisin Addlestone	Director
Joshua M. Anderson	Executive
Jamil Baz	Executive
Vineer Bhansali	Executive
David L. Braun	Executive
Jennifer S. Bridewell	Executive
Jennifer S. Bridwell	Executive
Sabrina C. Callin	Executive
Richard H. Clarida	Executive
Michael Anthony Cudzil	Executive
Wendy W. Cupps	Executive
Suhail H. Dada	Executive
Craig A. Dawson	Executive
William G. De Leon	Executive
Edward Devlin	Executive
Chris P. Dialynas	Executive
Jennifer E. Durham	Executive
Mohamed A. El Erian	Executive
Mohsen Fahmi	Executive
Joachim Fels	Executive
David N. Fisher Iii	Executive
David C. Flattum	Executive
Michael A. Gomez	Executive
William H. Gross	Executive
Sachin Gupta	Executive
Gregory Weston Hall	Executive
Brent Richard Harris	Executive
Douglas M. Hodge	Executive
Brent L. Holden	Executive
Jonathan Lane Horn	Executive
Jonathan Lane Horne	Executive
Daniel Herbert Hyman	Executive
Daniel J. Ivascyn	Executive
Lew W. Jacobs Iv	Executive
Andrew Richard Jessop	Executive
Nicholas J. Johnson	Executive
Neel T. Kashkari	Executive
Mark R. Kiesel	Executive
John Jeffrey Kirkowski	Executive
Kimberley Grace Korinke	Executive
Charles Matthew Lahr	Executive
Richard R. Lebrun Jr.	Executive
Scott P. Lennon	Director
David C. Lown	Executive
Sudesh N. Mariappa	Executive
Rene Martel	Executive
Scott A. Mather	Executive
Ravinder Kumar Mattu	Executive
Ravi Mattu	Executive
Paul A. Mcculley	Executive
Curtis A. Mewbourne	Executive
John M. Miller	Executive
Mohit Mittal	Executive
Eric J. Mogelof	Executive
James F. Moore	Executive
Alfred T. Murata	Executive
John William Murray	Executive
Robin C. Nabors	Executive
Roger O. Nieves	Executive
Julie O'hara	Director
Douglas J. Ongaro	Executive
Thomas J. Otterbein	Executive
N/A Pacific Investment Management Company Llc	Promoter
Saumil H. Parikh	Executive
Georgia Prinsloo	Director
Stephen A. Rodosky	Executive
Emmanuel Roman	Executive
Jerome M. Schneider	Executive
Marc Peter Seidner	Executive
Robin Christine Shanahan	Executive
Jonathan D. Short	Executive
W. Scott Simon	Executive
Cathleen Meere Stahl	Executive
Thibault C. Stracke	Executive
Peter G. Strelow	Executive
Eric Michael Sutherland	Executive
Joshua Theodore Thimons	Executive
Andrew Taylor Vaden	Executive
Qi Wang	Executive
Candice Stack Whitten	Executive
Susan L. Wilson	Executive
Michelle M. Wilson Clarke	Director
Mihir P. Worah	Executive
Robert O. Young	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 Newport Center Drive
Newport Beach, CA, 92660