Form D · Hedge Fund

PIMCO Multi-Asset Volatility Offshore Fund II Ltd.

Newport Beach, CA · CIK 0001567357

Offering snapshot reported Dec 8, 2017 · SEC filing

Reported sold: $404M
Investors reported: 12
Minimum accepted: $0
First sale: Dec 18, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$402,257,069 → $404,354,722
Reported investors7 → 12

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 8, 2017	Amendment	$404,354,722	$2,097,653vs Dec 1, 2016	12	SEC filing
Dec 1, 2016	Amendment	$402,257,069	$172,069vs Nov 16, 2015	7	SEC filing
Nov 16, 2015	Amendment	$402,085,000	$360,000vs Nov 13, 2014	6	SEC filing
Nov 13, 2014	Amendment	$401,725,000	$51,725,000vs Apr 2, 2014	5	SEC filing
Apr 2, 2014	Amendment	$350,000,000	$48,775,000vs Mar 28, 2013	3	SEC filing
Mar 28, 2013	Amendment	$301,225,000	$1,225,000vs Feb 25, 2013	4	SEC filing
Feb 25, 2013	Initial	$300,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-192343

OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
PIMCO INVESTMENTS LLC	154957

Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND II LTD.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $300M

Reported in Form ADV on Mar 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGETOWN, GRAND CAYMAN, Cayman Islands

Custodian STATE STREET KANSAS CITY KANSAS CITY, Missouri, United States Related to adviser: No

Marketer PIMCO INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1274345 · Mar 1, 2019 · Schedule D 7.B.(1), fund 805-8270867088

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.	Dec 8, 2017	$1,634,706,032	93
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. (this fund)	Dec 8, 2017	$404,354,722	12

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Roisin Addlestone	Director
Joshua M. Anderson	Executive
Jamil Baz	Executive
Vineer Bhansali	Executive
David L. Braun	Executive
Jennifer S. Bridwell	Executive
Sabrina C. Callin	Executive
Richard H. Clarida	Executive
Michael A. Cudzil	Executive
Wendy W. Cupps	Executive
Suhail H. Dada	Executive
Craig A. Dawson	Executive
William G. De Leon	Executive
Edward Devlin	Executive
Chris P. Dialynas	Executive
Jennifer E. Durham	Executive
Mohamed A. El Erian	Executive
Mohsen Fahmi	Executive
Joachim Fels	Executive
David N. Fisher Iii	Executive
David C. Flattum	Executive
Michael A. Gomez	Executive
William H. Gross	Executive
Sachin Gupta	Executive
Gregory W. Hall	Executive
Brent R. Harris	Executive
Douglas M. Hodge	Executive
Brent L. Holden	Executive
Jonathan Lane Horn	Executive
Jonathan L. Horne	Executive
Daniel H. Hyman	Executive
Daniel J. Ivascyn	Executive
Lew W. Jacobs Iv	Executive
Andrew R. Jessop	Executive
Nicholas J. Johnson	Executive
Mark R. Kiesel	Executive
John J. Kirkowski	Executive
Kimberley Grace Korinke	Executive
Charles Matthew Lahr	Executive
Richard R. Lebrun Jr.	Executive
David C. Lown	Executive
Sudesh N. Mariappa	Executive
Rene Martel	Executive
Scott A. Mather	Executive
Ravinder Kumar Mattu	Executive
Ravi Mattu	Executive
Paul A. Mcculley	Executive
Curtis A. Mewbourne	Executive
John M. Miller	Executive
Mohit Mittal	Executive
Eric J. Mogelof	Executive
James F. Moore	Executive
Alfred T. Murata	Executive
John W. Murray	Executive
Robin C. Nabors	Executive
Roger O. Nieves	Executive
Julie O'hara	Director
Douglas J. Ongaro	Executive
Thomas J. Otterbein	Executive
N/A Pacific Investment Management Company Llc	Promoter
Saumil H. Parikh	Executive
Georgia Prinsloo	Director
Stephen A. Rodosky	Executive
Emmanuel Roman	Executive
Jerome M. Schneider	Executive
Marc P. Seidner	Executive
Robin C. Shanahan	Executive
Jonathan D. Short	Executive
W. Scott Simon	Executive
Cathleen M. Stahl	Executive
Thibault Christian Stracke	Executive
Peter G. Strelow	Executive
Eric M. Sutherland	Executive
Joshua T. Thimons	Executive
Andrew Taylor Vaden	Executive
Qi Wang	Executive
Candice Stack Whitten	Executive
Susan L. Wilson	Executive
Michelle Wilson Clarke	Director
Mihir P. Worah	Executive
Robert O. Young	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

650 Newport Center Drive
Newport Beach, CA, 92660