Form D · Other Investment Fund
PIMCO Cayman Commodity Portfolio IV, Ltd.
Grand Cayman, E9 · CIK 0001545864
Offering snapshot reported May 7, 2012 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2012 | Initial | Yet to sell | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-177743
Source: Form D, filed May 7, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO CAYMAN COMMODITY PORTFOLIO IV, LTD
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $5.12M
- Beneficial owners
- 1
- ADV minimum commitment
- $0
Reported in Form ADV on Nov 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Filing source
Form ADV 1152342 · Nov 29, 2017 · Schedule D 7.B.(1), fund 805-8751581532
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tammie J. Arnold | Executive |
| Vineer Bhansali | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Wendy W. Cupps | Executive |
| Chris P. Dialynas | Executive |
| Mohamed A. El Erian | Executive |
| David C. Flattum | Executive |
| William H. Gross | Executive |
| Brent R. Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Neel T. Kashkari | Executive |
| Mark R. Kiesel | Executive |
| David C. Lown | Executive |
| Scott A. Mather | Executive |
| Paul A. Mc Culley | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A N/A Pacific Investment Management Company Llc | Promoter |
| Saumil H. Parikh | Executive |
| Stephen A. Rodosky | Executive |
| Jonathan D. Short | Executive |
| W. Scott Simon | Executive |
| Thibault C. Stracke | Executive |
| Susan L. Wilson | Executive |
| Michelle M. Wilson Clarke | Director |
| Mihir P. Worah | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9005