Form D · Other Investment Fund

PIMCO Cayman Commodity Portfolio III, Ltd.

Newport Beach, CA · CIK 0001525140

Offering snapshot reported Oct 22, 2012 · SEC filing

Reported sold: $21M
Investors reported: 1
Minimum accepted: $100K
First sale: Jun 20, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$98,000 → $21,003,138

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 22, 2012	Amendment	$21,003,138	$20,905,138vs Jul 14, 2011	1	SEC filing
Jul 14, 2011	Initial	$98,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-162916

Source: Form D, filed Oct 22, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PIMCO CAYMAN COMMODITY PORTFOLIO III, LTD.

Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

Gross asset value: $10K
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Feb 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP KANSAS CITY, Missouri, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 973169 · Feb 26, 2016 · Schedule D 7.B.(1), fund 805-3262984462

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PIMCO CAYMAN COMMODITY PORTFOLIO I LTD	Jan 12, 2017	$87,078,356	1
PIMCO CAYMAN COMMODITY PORTFOLIO II LTD	Jan 12, 2017	$41,150,294	1
PIMCO Cayman Commodity Portfolio III, Ltd. (this fund)	Oct 22, 2012	$21,003,138	1
PIMCO Cayman Commodity Portfolio IV, Ltd.	May 7, 2012	Yet to sell	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mike Amey	Executive
Tammie J. Arnold	Executive
Brian P. Baker	Executive
Andrew Thomas Balls	Executive
William R. Benz Ii	Executive
Vineer Bhansali	Executive
Philippe Bodereau	Executive
Andrew Bosomworth	Executive
Jennifer S. Bridwell	Executive
Sabrina C. Callin	Executive
Wendy W. Cupps	Executive
Suhail H. Dada	Executive
Craig A. Dawson	Executive
William G. De Leon	Executive
Chris P. Dialynas	Executive
Jennifer E. Durham	Executive
Mohammed A. El Erian	Executive
Mohamed A. El Erian	Executive
David C. Flattum	Executive
Michael A. Gomez	Executive
William H. Gross	Executive
Brent Richard Harris	Executive
Douglas M. Hodge	Executive
Brent L. Holden	Executive
Ki Myung Hong	Executive
Daniel J. Ivascyn	Executive
Lew A. Jacobs Iv	Executive
Neel Tushar Kashkari	Executive
Mark R. Kiesel	Executive
Charles Matthew Lahr	Executive
Scott P. Lennon	Director
David C. Lown	Executive
Tomoya Masanao	Executive
Scott A. Mather	Executive
Ravi Mattu	Executive
Paul A. Mc Culley	Executive
Joseph V. Mc Devitt	Executive
Robert Mead	Executive
Curtis A. Mewbourne	Executive
John M. Miller	Executive
Eric J. Mogelof	Executive
James F. Moore	Executive
Douglas J. Ongaro	Executive
Thomas J. Otterbein	Executive
N/A N/A Pacific Investment Management Company Llc	Promoter
Saumil H. Parikh	Executive
Emanuele Ravano	Executive
Stephen A. Rodosky	Executive
Marc Peter Seidner	Executive
Jonathan D. Short	Executive
W. Scott Simon	Executive
Thibault C. Stracke	Executive
Peter G. Strelow	Executive
Makoto Takano	Executive
Andrew Taylor Vaden	Executive
Qi Wang	Executive
Susan L. Wilson	Executive
Michelle M. Wilson Clarke	Director
Mihir P. Worah	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

840 Newport Center Drive Suite 100
Newport Beach, CA, 92660