Form D · Hedge Fund
PIMCO Cayman Commodity Fund IX, Ltd.
Newport Beach, CA · CIK 0001767889
Offering snapshot reported Dec 2, 2022 · SEC filing
- Reported sold
- $10K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 29, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2022 | Amendment | $10,000 | $0vs Jul 29, 2021 | 1 | SEC filing |
| Jul 29, 2021 | Amendment | $10,000 | No comparison | Not reported | SEC filing |
| Jan 17, 2020 | Amendment | $10,000 | $0vs Feb 20, 2019 | 1 | SEC filing |
| Feb 20, 2019 | Initial | $10,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-333200
Source: Form D, filed Dec 2, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO CAYMAN COMMODITY FUND IX, LTD.
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $13.1M
- Beneficial owners
- 1
- ADV minimum commitment
- $0
Reported in Form ADV on Feb 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 1823601 · Feb 9, 2024 · Schedule D 7.B.(1), fund 805-1770038321
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua M. Anderson | Executive |
| Jamil Baz | Executive |
| David L. Braun | Executive |
| Erin Browne | Executive |
| Elizabeth Davis Cantrill | Executive |
| Ricki Chan | Executive |
| Michael Anthony Cudzil | Executive |
| Joshua M. Davis | Executive |
| Pramol Dhawan | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| Joachim Fels | Executive |
| David N. Fisher Iii | Executive |
| David Carl Flattum | Executive |
| Russell D. Gannaway | Executive |
| Michael A. Gomez | Executive |
| Sachin Gupta | Executive |
| Gregory Weston Hall | Executive |
| Brent Richard Harris | Executive |
| Jonathan Lane Horne | Executive |
| Daniel Herbert Hyman | Executive |
| Daniel John Ivascyn | Executive |
| Andrew Richard Jessop | Executive |
| Nicholas J. Johnson | Executive |
| Alejandro Kersman | Executive |
| Mark Richard Kiesel | Executive |
| John Jeffrey Kirkowski | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Lebrun Jr. | Executive |
| Dirk Maxmillian Manelski | Executive |
| Sudesh N. Mariappa | Executive |
| Rene Martel | Executive |
| Scott Alan Mather | Executive |
| Ravi Mattu | Executive |
| Julie Ann Meggers | Executive |
| Mohit Mittal | Executive |
| Eric J. Mogelof | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Roger O. Nieves | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Emmanuel Roman | Executive |
| Jerome Michael Schneider | Executive |
| Marc Peter Seidner | Executive |
| Robin Christine Shanahan | Executive |
| Greg Elliot Sharenow | Executive |
| Adam Shukovsky | Executive |
| Cathleen Meere Stahl | Executive |
| Jason Robert Steiner | Executive |
| Thibault Christian Stracke | Executive |
| Peter G. Strelow | Executive |
| John Joseph Studzinski | Executive |
| Sung Hee Suh | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Qi Wang | Executive |
| Jamie Weinstein | Executive |
| Candice Stack Whitten | Executive |
| Michelle Wilson Clarke | Director |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
| Nadia Zakir | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660