Form D · Other Investment Fund
PIMCO Cayman Commodity Fund IV Ltd.
Newport Beach, CA · CIK 0001494278
Offering snapshot reported Oct 22, 2012 · SEC filing
- Reported sold
- $6.24M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 17, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 22, 2012 | Amendment | $6,240,000 | No comparison | 1 | SEC filing |
| Aug 5, 2011 | Amendment | Yet to sell | No comparison | 1 | SEC filing |
| Jun 23, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-143881
Source: Form D, filed Oct 22, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PIMCO CAYMAN COMMODITY FUND IV, LTD.
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $0
- Beneficial owners
- 1
- ADV minimum commitment
- $0
Reported in Form ADV on Feb 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 973169 · Feb 26, 2016 · Schedule D 7.B.(1), fund 805-5104714625
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Amey | Executive |
| Tammie J. Arnold | Executive |
| Brian P. Baker | Executive |
| Andrew Thomas Balls | Executive |
| William R. Benz Ii | Executive |
| Vineer Bhansali | Executive |
| Philippe Bodereau | Executive |
| Andrew Bosomworth | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Wendy W. Cupps | Executive |
| Suhail H. Dada | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohamed A. El Erian | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| William H. Gross | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Ki Myung Hong | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Neel Tushar Kashkari | Executive |
| Mark R. Kiesel | Executive |
| Charles Matthew Lahr | Executive |
| Scott P. Lennon | Director |
| David C. Lown | Executive |
| Tomoya Masanao | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Ravinder Kumar Mattu | Executive |
| Paul A. Mc Culley | Executive |
| Joseph V. Mc Devitt | Executive |
| Robert Mead | Executive |
| Curtis A. Mewbourne | Executive |
| John M. Miller | Executive |
| Eric J. Mogelof | Executive |
| James F. Moore | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A N/A Pacific Investment Management Company Llc | Promoter |
| Saumil H. Parikh | Executive |
| Emanuele Ravano | Executive |
| Stephen A. Rodosky | Executive |
| Marc Peter Seidner | Executive |
| Jonathan D. Short | Executive |
| W. Scott Simon | Executive |
| Thibault C. Stracke | Executive |
| Peter G. Strelow | Executive |
| Makoto Takano | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Susan L. Wilson | Executive |
| Michelle M. Wilson Clarke | Director |
| Mihir P. Worah | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Newport Beach, CA, 92660