Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 98
Philadelphia, PA · CIK 0001549082
Offering snapshot reported Mar 26, 2018 · SEC filing
- Reported sold
- $1.7M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Apr 23, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,000,000 → $1,700,000
- Reported investors2 → 3
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2018 | Amendment | $1,700,000 | $700,000vs Jan 23, 2015 | 3 | SEC filing |
| Jan 23, 2015 | Amendment | $1,000,000 | $500,000vs May 8, 2012 | 2 | SEC filing |
| May 8, 2012 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $970
- Finders' fees
- $0
- Form D file number
- 021-177864
variable annuity contracts
Issuer pays no Sales Commissions or Finders Fees. LILAC pays Sales Commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kestra Investment Services, LLC | 42046 | Howard E. Sharfman · CRD 1753378 |
| NFP Securities | 42046 | Rodney D. Sager · CRD 802468 |
| Lion Street Financial, LLC | 165828 | Rodney D. Sager · CRD 802468 |
Source: Form D, filed Mar 26, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph A Fillip | Executive |
| John K Hillman | Director, Executive |
| Kent C Keim | Executive |
| Lilac Lombard International Life Assurance Company | Promoter |
| Pflac Philadelphia Financial Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103