Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VA 99

Philadelphia, PA · CIK 0001549081

Offering snapshot reported Mar 10, 2016 · SEC filing

Reported sold
$13.9M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.93M$13.9MAug 9, 2012: $500,000.00Aug 9, 2012Mar 10, 2016: $13,859,767.00Mar 10, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $13,859,767
  • Reported investors1 → 8

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2016Amendment$13,859,767$13,359,767vs Aug 9, 20128SEC filing
Aug 9, 2012Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$191K
Finders' fees
$0
Form D file number
021-182484
Variable Annuity Contracts.
Issuer pays sales commissions which are equal to a percentage of premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Summit Equities, Inc11039Donald Gross · CRD 1913749

Source: Form D, filed Mar 10, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103