Form D · Hedge Fund

PHI Single Index Option Fund, LP

Scottsdale, AZ · CIK 0001606203

Offering snapshot reported Feb 22, 2016 · SEC filing

Reported sold: $12M
Investors reported: 68
Minimum accepted: $250K
First sale: Oct 5, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,600,000 → $12,013,430
Reported investors0 → 68

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 22, 2016	Amendment	$12,013,430	$7,413,430vs Apr 16, 2015	68	SEC filing
Apr 16, 2015	Amendment	$4,600,000	No comparison	0	SEC filing
Apr 23, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $327K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-216087

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Accelerated Capital Group, Inc.	41270

Source: Form D, filed Feb 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHI SINGLE INDEX OPTION FUND, LP

Investment adviser: LINGO INVESTMENTS LLC

Gross asset value: $13.7M
Beneficial owners: 77
ADV minimum commitment: $250K

Reported in Form ADV on Dec 6, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLC GREENWOOD VILLAGE, Colorado, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer ACCELERATED CAPITAL GROUP IRVINE, California, United States Related to adviser: No

Marketer VICTOR SECURITIES, LLC ENGLEWOOD, New Jersey, United States Related to adviser: No

Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

ACCELERATED CAPITAL GROUP
CRD 41270 · SEC 8-49347

VICTOR SECURITIES, LLC
CRD 146664 · SEC 8-67841

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Filing source

Form ADV 1052912 · Dec 6, 2016 · Schedule D 7.B.(1), fund 805-5722235005

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Hatfield	Executive
Jacob Pacini	Executive
N/A Pacini Hatfield Investments Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

14362 N Frank Lloyd Wright Blvd #1000
Scottsdale, AZ, 85260