UWC WEALTH MANAGEMENT – investment adviser, $75M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	23	$42,777,908	57.0%
Individuals	346	$32,238,690	43.0%

Filing source

Form ADV 2026539 · Nov 19, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PHI SINGLE INDEX OPTION FUND, LPHedge Fund · Last reported Dec 6, 2016$13.7MGross asset value

Form D fundraising filings

PHI Single Index Option Fund, LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLC GREENWOOD VILLAGE, Colorado, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer ACCELERATED CAPITAL GROUP IRVINE, California, United States Related to adviser: No

Marketer VICTOR SECURITIES, LLC ENGLEWOOD, New Jersey, United States Related to adviser: No

Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

ACCELERATED CAPITAL GROUP
CRD 41270 · SEC 8-49347

VICTOR SECURITIES, LLC
CRD 146664 · SEC 8-67841

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Fund details & source

Fund ID: 805-5722235005
Reported beneficial owners: 77
Minimum commitment: $250K
Form D file number: 021-216087

Form ADV 1052912 · Dec 6, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TACTICAL INDEX OPTION FUND, LPHedge Fund · Last reported Jun 28, 2020$3.06MGross asset value

Form D fundraising filings

Tactical Index Option Fund, LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLC GREENWOOD VILLAGE, Colorado, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer ACCELERATED CAPITAL GROUP IRVINE, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Prime broker WEEDEN PRIME SERVICES, LLC. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLC
PCAOB 349

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

ACCELERATED CAPITAL GROUP
CRD 41270 · SEC 8-49347

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

WEEDEN PRIME SERVICES, LLC.
CRD 146103 · SEC 8-67787

Fund details & source

Fund ID: 805-6795512683
Reported beneficial owners: 45
Minimum commitment: $250K
Form D file number: 021-279524

Form ADV 1438653 · Jun 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 19, 2025. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

CRD 167898

Filing source

Form ADV 2026539 · Nov 19, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.