Form D · Hedge Fund

PhaseCapital Dynamic Risk Allocation Fund LP

Boston, MA · CIK 0001542859

Offering snapshot reported Oct 13, 2017 · SEC filing

Reported sold
$48.9M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.9M$49.9MMar 14, 2012: $10,176,000.00Mar 14, 2012Mar 19, 2015: $15,896,029.00Mar 19, 2015Oct 19, 2016: $49,858,954.00Oct 19, 2016Oct 13, 2017: $48,858,954.00Oct 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$49,858,954 → $48,858,954
  • Minimum accepted$2,000,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2017Amendment$48,858,954-$1,000,000vs Oct 19, 201610SEC filing
Oct 19, 2016Amendment$49,858,954$33,962,925vs Mar 19, 201510SEC filing
Mar 19, 2015Amendment$15,896,029$5,720,029vs Mar 14, 20129SEC filing
Mar 14, 2012Initial$10,176,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-174930
The total amount sold and the number of investors reflected in this Form D do not take redemptions and/or withdrawals into consideration.
Series A and F Limited Partnership Interests.

Source: Form D, filed Oct 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHASE II FUND LP

Investment adviser: PHASECAPITAL LP

Gross asset value
$28.3M
Beneficial owners
7
ADV minimum commitment
$2M

Reported in Form ADV on Sep 5, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC EDISON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian BOSTON PRIVATE BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 843460 · Sep 5, 2014 · Schedule D 7.B.(1), fund 805-4361124209

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael De Palma Executive, Promoter
John Donahue Executive, Promoter
Geoffrey Goodell Executive, Promoter
N/A Phase Capital Lp Promoter
N/A Phase Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
185 Dartmouth Street 7th Floor
Boston, MA, 02116