PHASECAPITAL LP – investment adviser, $163M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$162,860,688	100.0%

Filing source

Form ADV 1299805 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PHASECAPITAL DYNAMIC GLOBAL MACRO MASTER FUND LPHedge Fund · Last reported Mar 29, 2018$65.4MGross asset value

Feeder funds

PHASE II FUND LP
PHASECAPITAL DYNAMIC GLOBAL MACRO FUND LTD

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer RAPTOR INTERNATIONAL LLC ABU DHABI, United Arab Emirates Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-5074404537
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-174930

Form ADV 1194408 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PHASE II FUND LPHedge Fund · Last reported Sep 5, 2014$28.3MGross asset value

Form D fundraising filings

PhaseCapital Dynamic Risk Allocation Fund LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC EDISON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BOSTON PRIVATE BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-4361124209
Reported beneficial owners: 7
Minimum commitment: $2M
Form D file number: 021-174930

Form ADV 843460 · Sep 5, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

122 HUDSON STREET, 4TH FLOOR
NEW YORK, NY, 10013, United States

CRD 160153

Filing source

Form ADV 1299805 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.