Form D · Hedge Fund

PHALANX JAPAN AUSTRALASIA MULTI STRATEGY US FUND LP

Chicago, IL · CIK 0001329651

Offering snapshot reported Apr 13, 2020 · SEC filing

Reported sold
$54.7M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 7, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.4M$54.7MApr 7, 2009: $12,448,272.00Apr 7, 2009Apr 6, 2010: $17,681,193.00Apr 7, 2011: $22,746,915.00Apr 13, 2012: $24,985,623.00Apr 11, 2013: $27,224,023.00Apr 16, 2014: $45,140,767.00Apr 15, 2015: $45,253,267.00Apr 12, 2016: $45,253,267.00Apr 11, 2017: $45,253,267.00Apr 10, 2018: $45,253,267.00Apr 10, 2019: $54,607,328.00Apr 13, 2020: $54,707,328.00Apr 13, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$54,607,328 → $54,707,328
  • Reported investors140 → 27
  • Minimum accepted$0 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2020Amendment$54,707,328$100,000vs Apr 10, 201927SEC filing
Apr 10, 2019Amendment$54,607,328$9,354,061vs Apr 10, 2018140SEC filing
Apr 10, 2018Amendment$45,253,267$0vs Apr 11, 2017114SEC filing
Apr 11, 2017Amendment$45,253,267$0vs Apr 12, 2016114SEC filing
Apr 12, 2016Amendment$45,253,267$0vs Apr 15, 2015114SEC filing
Apr 15, 2015Amendment$45,253,267$112,500vs Apr 16, 2014114SEC filing
Apr 16, 2014Amendment$45,140,767$20,155,144vs Apr 13, 2012113SEC filing
Apr 11, 2013Amendment$27,224,023$2,238,400vs Apr 13, 201278SEC filing
Apr 13, 2012Amendment$24,985,623$2,238,708vs Apr 7, 201172SEC filing
Apr 7, 2011Amendment$22,746,915$5,065,722vs Apr 6, 201065SEC filing
Apr 6, 2010Amendment$17,681,193$5,232,921vs Apr 7, 200947SEC filing
Apr 7, 2009Amendment$12,448,272No comparisonNot reportedSEC filing
Jun 7, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-77911

Source: Form D, filed Apr 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PHALANX JAPAN AUSTRALASIA MULTI-STRATEGY (U.S.) FUND, L.P.

Investment adviser: PHALANX CAPITAL MANAGEMENT, LLC

Gross asset value
$31.2M
Beneficial owners
58
ADV minimum commitment
$1M

Reported in Form ADV on Apr 15, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Marketer AGECROFT PARTNERS, LLC RICHMOND, Virginia, United States Related to adviser: No
Marketer ALTERNATIVE CAPITAL SOURCES LONDON, United Kingdom Related to adviser: No
Marketer BERORA ADVISORS LONDON, United Kingdom Related to adviser: No
Marketer EUREKAHEDGE NEW YORK, New York, United States Related to adviser: No
Marketer SAPENO PARTNERS LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

AGECROFT PARTNERS, LLC
CRD 139227 · SEC 8-67198

Filing source

Form ADV 817517 · Apr 15, 2014 · Schedule D 7.B.(1), fund 805-8951158906

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher S. Mc Guire Executive
Phalanx Capital Gp, Llc Executive
Phalanx Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Phalanx Capital Gp, Llc 300 South Riverside Plaza, Suite 350
Chicago, IL, 60606