Investment adviser · CRD 134439

PHALANX CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CHICAGO, IL, United States · Form ADV filed Jan 12, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JAPAN SYNTHETIC WARRANT FUNDHedge Fund · Last reported Jan 12, 2022$5MGross asset value
Fund administrator NORTHERN TRUST INTERNATIONAL FUND SERVICES (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CHANNEL ISLANDS LIMITED ST. PETER PORT, Guernsey
Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG CHANNEL ISLANDS LIMITED
PCAOB 6188

Fund details & source
Fund ID
805-3276554366
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1590392 · Jan 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PHALANX JAPAN AUSTRALASIA MULTI-STRATEGY FUND, LTD.Hedge Fund · Last reported Jan 12, 2022$5MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGY WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG WILLEMSTAD, Curacao
Custodian CREDIT SUISSE NEW YORK, New York, United States Related to adviser: No
Custodian DAIWA CAPITAL MARKETS AMERICA INC. LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO SECURITIES USA LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA NEW YORK, New York, United States Related to adviser: No
Custodian WINTRUST FUNDS GROUP NORTHBROOK, Illinois, United States Related to adviser: No
Prime broker NOMURA NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 5433

DAIWA CAPITAL MARKETS AMERICA INC.
SEC 8-12242

MIZUHO SECURITIES USA LLC
SEC 8-37710

Fund details & source
Fund ID
805-4336149067
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-77911

Form ADV 1590392 · Jan 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 12, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

300 S RIVERSIDE PLAZA, SUITE 350
CHICAGO, IL, 60606-6613, United States

CRD 134439

Filing source

Form ADV 1590392 · Jan 12, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.