Form D · Pooled Investment Fund

PFINGSTEN PARTNERS CO INVESTMENT FUND IV LP

Deerfield, IL · CIK 0001429375

Offering snapshot reported Apr 28, 2009 · SEC filing

Reported sold
$18.8M
Offering amount: $18.8M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 28, 2009Amendment$18,750,000No comparisonNot reportedSEC filing
Mar 6, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-115668

Source: Form D, filed Apr 28, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PFINGSTEN PARTNERS CO-INVESTMENT FUND IV, L.P.

Investment adviser: PFINGSTEN PARTNERS, L.L.C.

Gross asset value
$3.04M
Beneficial owners
35
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Filing source

Form ADV 1850511 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-7655415371

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas S. Bagley Executive, Promoter
James J. Norton Executive, Promoter
John H. Underwood Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
520 Lake Cook Road Suite 375
Deerfield, IL, 60015