Form D · Hedge Fund

Permal Macro Partners, L.P.

New York, NY · CIK 0001510515

Offering snapshot reported Mar 13, 2014 · SEC filing

Reported sold
$49M
Indefinite offering
Investors reported
52
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 3, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.5M$49MMar 16, 2011: $37,223,423.00Mar 16, 2011Mar 15, 2012: $46,894,610.00Mar 15, 2012Mar 14, 2013: $48,994,610.00Mar 14, 2013Mar 13, 2014: $48,994,610.00Mar 13, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors48 → 52

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2014Amendment$48,994,610$0vs Mar 14, 201352SEC filing
Mar 14, 2013Amendment$48,994,610$2,100,000vs Mar 15, 201248SEC filing
Mar 15, 2012Amendment$46,894,610$9,671,187vs Mar 16, 201136SEC filing
Mar 16, 2011Initial$37,223,423No comparison16SEC filing
Jan 18, 2011Initial$35,879,610No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$186K (estimated)
Finders' fees
$0
Form D file number
021-156885

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Mar 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERMAL MACRO PARTNERS LP

Investment adviser: ENTRUSTPERMAL MANAGEMENT LLC

Gross asset value
$47.1M
Beneficial owners
40
ADV minimum commitment
$250K

Reported in Form ADV on Jan 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Marketer BORDIER & CIE GENEVA, Switzerland Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 855665 · Jan 9, 2015 · Schedule D 7.B.(1), fund 805-8927717129

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Hodge Executive
Robert Kaplan Executive
General Partner Director
Issac Souede Executive
Judy Tchou Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Permal Gp Llc 900 Third Avenue
New York, NY, 10022