Investment adviser · CRD 121468

ENTRUSTPERMAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 3, 2018

Employees
0
Reported in this filing
Advisory professionals
0
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

42 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PERMAL FIXED INCOME HOLDINGS N.V.Hedge Fund · Last reported Jun 1, 2016$2.78BGross asset value

Feeder funds

  • PERMAL FIXED INCOME HOLDINGS INSTITUTIONAL LTD.
  • PERMAL FIXED INCOME HOLDINGS - LEVERAGED LTD.
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-2717449065
Reported beneficial owners
417
Minimum commitment
$100K
Form D file number
021-156850

Form ADV 1020580 · Jun 1, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL MACRO HOLDINGS LTD.Hedge Fund · Last reported Jun 1, 2016$1.61BGross asset value

Feeder funds

  • PERMAL MACRO HOLDINGS INSTITUTIONAL LTD.
  • PERMAL MACRO HOLDINGS - LEVERAGED LTD.
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-6224083760
Reported beneficial owners
299
Minimum commitment
$100K
Form D file number
021-156868

Form ADV 1020580 · Jun 1, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENTRUSTPERMAL FIXED INCOME HOLDINGS N.V.Hedge Fund · Last reported Jun 29, 2017$1.56BGross asset value

Feeder funds

  • ENTRUSTPERMAL FIXED INCOME HOLDINGS INSTITUTIONAL LTD.
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-9238463391
Reported beneficial owners
460
Minimum commitment
$100K
Form D file number
021-156850

Form ADV 1124259 · Jun 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL INVESTMENT HOLDINGS N.V.Hedge Fund · Last reported Jun 1, 2016$778MGross asset value

Feeder funds

  • PERMAL INVESTMENT HOLDINGS INSTITUTIONAL LTD.
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-7209957452
Reported beneficial owners
230
Minimum commitment
$100K
Form D file number
021-156856

Form ADV 1020580 · Jun 1, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENTRUSTPERMAL MACRO HOLDINGS LTD.Hedge Fund · Last reported Jun 29, 2017$770MGross asset value

Feeder funds

  • ENTRUSTPERMAL MACRO HOLDINGS INSTITUTIONAL LTD.
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No
Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS & CO. LLC
SEC 8-129

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-5449225160
Reported beneficial owners
323
Minimum commitment
$100K
Form D file number
021-156868

Form ADV 1124259 · Jun 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL FIXED INCOME HOLDINGS (ERISA) LTD.Hedge Fund · Last reported Jun 1, 2016$502MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Fund details & source
Fund ID
805-7649021761
Reported beneficial owners
31
Minimum commitment
$1M
Form D file number
021-168123

Form ADV 1020580 · Jun 1, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CITY PLAN FUND LLCHedge Fund · Last reported Jun 1, 2016$437MGross asset value
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7224248396
Reported beneficial owners
4
Minimum commitment
$450M

Form ADV 1020580 · Jun 1, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 3, 2018. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Not reported in these imported fields

Principal office

375 PARK AVENUE, 24TH FLOOR
NEW YORK, NY, 10152, United States

CRD 121468

Filing source

Form ADV 1227648 · Jul 3, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.