Form D · Hedge Fund

Permal Long Short Global Equity Holdings N.V.

Curacao, P8 · CIK 0001458629

Offering snapshot reported Mar 13, 2013 · SEC filing

Reported sold: $430M
Investors reported: 16
Minimum accepted: $50K
First sale: Sep 20, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$428,170,024 → $430,016,728
Reported investors13 → 16

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2013	Amendment	$430,016,728	$1,846,704vs Mar 16, 2012	16	SEC filing
Mar 16, 2012	Amendment	$428,170,024	$173,224,393vs Mar 16, 2011	13	SEC filing
Mar 16, 2011	Initial	$254,945,631	No comparison	137	SEC filing
Mar 16, 2010	Amendment	$248,493,012	-$176,628,497vs Mar 18, 2009	150	SEC filing
Mar 18, 2009	Initial	$425,121,509	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-156865

The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Maybridge Partners Inc	None
C. P. Eaton and Associates	31170

Source: Form D, filed Mar 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERMAL LONG SHORT GLOBAL EQUITY HOLDINGS N.V.

Investment adviser: ENTRUSTPERMAL MANAGEMENT LLC

Gross asset value: $109M
Beneficial owners: 60
ADV minimum commitment: $100K

Reported in Form ADV on Jul 23, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTED, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Antilles Related to adviser: No

Custodian CITCO BANK & TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Marketer PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED
CRD 138297 · SEC 801-65843

Filing source

Form ADV 748424 · Jul 23, 2013 · Schedule D 7.B.(1), fund 805-5369567121

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michel Delauzun	Director
Gary Gladstein	Director
Christopher Gruninger	Director
Edmond De La Haye Jousselin	Director
Raymond A Mason	Director
Isaac Souede	Director
William Waters	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Services (Curacao) Kaya Flamboyan 9
Curacao, P8, 00000