Form D · Hedge Fund

Pergament Multi-Strategy Opportunities, LP

New York, NY · CIK 0001464874

Offering snapshot reported Dec 11, 2019 · SEC filing

Reported sold: $18.8M
Investors reported: 6
Minimum accepted: $0
First sale: Aug 17, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 11, 2019	Amendment	$18,805,988	$0vs Dec 11, 2018	6	SEC filing
Dec 11, 2018	Amendment	$18,805,988	$0vs Dec 12, 2017	6	SEC filing
Dec 12, 2017	Amendment	$18,805,988	$0vs Dec 12, 2016	6	SEC filing
Dec 12, 2016	Amendment	$18,805,988	$1,983,924vs Dec 10, 2015	6	SEC filing
Dec 10, 2015	Amendment	$16,822,064	$8,472,064vs Dec 10, 2014	6	SEC filing
Dec 10, 2014	Amendment	$8,350,000	-$6,150,000vs Oct 7, 2013	3	SEC filing
Oct 7, 2013	Amendment	$14,500,000	$0vs Sep 7, 2012	4	SEC filing
Sep 7, 2012	Amendment	$14,500,000	-$100,989vs Sep 8, 2011	4	SEC filing
Sep 8, 2011	Amendment	$14,600,989	No comparison	4	SEC filing
Jul 7, 2009	Amendment	Yet to sell	No comparison	0	SEC filing
May 27, 2009	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-131504

Estimate of the total amount sold from the offering's inception based on the administrator's share register.

This excludes internal marketing staff who may be paid compensation, but not commissions, for their duties.

Source: Form D, filed Dec 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PERGAMENT MULTI-STRATEGY OPPORTUNITIES, LP

Investment adviser: PERGAMENT ADVISORS LLC

Gross asset value: $4.23M
Beneficial owners: 4
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA GROUP HOLDINGS S.A. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEISBERG, MOLE, KRANTZ & GOLDFARB, LLP WOODBURY, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC GARDEN CITY, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEISBERG, MOLE, KRANTZ & GOLDFARB, LLP
PCAOB 2107

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Filing source

Form ADV 1401880 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-9306246562

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven J. Brown	Executive
N/A Hp Fund Management, Llc	Promoter
Arthur J. Pergament	Executive
N/A Pergament Advisors, Llc	Promoter
N/A Pergament Fund Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

780 Third Ave. 9 Th Floor
New York, NY, 10017