Investment adviser · CRD 111469

PERGAMENT ADVISORS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 30, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAD INCOME PARTNERS, LPHedge Fund · Last reported Mar 30, 2020$10.5MGross asset value
Custodian WILMINGTON TRUST, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WILMINGTON TRUST, N.A.
LEI 254900K52ZHF2PEQE649

Fund details & source
Fund ID
805-5202346099
Reported beneficial owners
3
Minimum commitment
$200K

Form ADV 1401880 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAD EQUITY PARTNERS LPHedge Fund · Last reported Mar 30, 2020$8.49MGross asset value
Custodian WILMINGTON TRUST, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WILMINGTON TRUST, N.A.
LEI 254900K52ZHF2PEQE649

Fund details & source
Fund ID
805-2712485251
Reported beneficial owners
6
Minimum commitment
$200K

Form ADV 1401880 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERGAMENT LOHAS FUND LLCPrivate Equity Fund · Last reported Mar 30, 2020$7.82MGross asset value
Custodian SAFRA NATIONAL BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SAFRA NATIONAL BANK OF NEW YORK
LEI 8HWWA59ZS6Z54QLX6S15

Fund details & source
Fund ID
805-2487907670
Reported beneficial owners
13
Minimum commitment
$50K

Form ADV 1401880 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERGAMENT MULTI-STRATEGY OPPORTUNITIES, LPHedge Fund · Last reported Mar 30, 2020$4.23MGross asset value

Form D fundraising filings

Pergament Multi-Strategy Opportunities, LP

Fund administrator VISTRA GROUP HOLDINGS S.A. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEISBERG, MOLE, KRANTZ & GOLDFARB, LLP WOODBURY, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC GARDEN CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEISBERG, MOLE, KRANTZ & GOLDFARB, LLP
PCAOB 2107

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-9306246562
Reported beneficial owners
4
Minimum commitment
$250K
Form D file number
021-131504

Form ADV 1401880 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERGAMENT FALCON PARTNERS MASTER LTD.Hedge Fund · Last reported Mar 31, 2015$120KGross asset value

Feeder funds

  • PERGAMENT FALCON PARTNERS (CAYMAN) LTD.
  • PERGAMENT FALCON PARTNERS LP
Auditor WEISBERG, MOLE, KRANTZ & GOLDFARB LLP WOODBURY, New York, United States
Custodian SAFRA NATIONAL BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9295526255
Reported beneficial owners
27
Minimum commitment
$0

Form ADV 898630 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERGABC, LPHedge Fund · Last reported Mar 31, 2017$6.55KGross asset value
Auditor WEISBERG, MOLE, KRANTZ & GOLDFARB LLP WOODBURY, New York, United States
Custodian SAFRA NATIONAL BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9233824425
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1101558 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

780 THIRD AVENUE, 9TH FLOOR
NEW YORK, NY, 10017, United States

CRD 111469

Filing source

Form ADV 1401880 · Mar 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.