Form D · Other Investment Fund

Pentegra Retirement Trust

White Plains, NY · CIK 0000759947

Offering snapshot reported Feb 24, 2014 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-212409

No commissions are paid from subscriptions. Pentegra Services, Inc. compensates Pentegra Distributors from Trust Fees, as part of overhead expenses of administering the Trust.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Pentegra Distributors, Inc.	26249	Pentegra Distributors, Inc. · CRD 26249

Source: Form D, filed Feb 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENTEGRA RETIREMENT TRUST

Investment adviser: PENTEGRA INVESTORS, INC.

Gross asset value: $287M
Beneficial owners: 8
ADV minimum commitment: $0

Reported in Form ADV on Mar 28, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PENTEGRA SERVICES, INC. WHITE PLAINS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor CLIFTONLARSONALLEN LLP GREENWOOD VILLAGE, Colorado, United States

Custodian BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CLIFTONLARSONALLEN LLP
PCAOB 655

Filing source

Form ADV 1731653 · Mar 28, 2023 · Schedule D 7.B.(1), fund 805-5662547944

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert D. Alin	Executive
William Dannecker	Director, Executive
Michael Devine	Director
Joseph Ficalora	Director
Stephen A. Hughes	Executive
William J. Pieper	Executive
John Pinto	Director
Stephen P. Pollak	Executive
Richard Rausser	Executive
D. Russell Taylor	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

108 Corporate Park Drive
White Plains, NY, 10604-3805