Investment adviser · CRD 111503

PENTEGRA INVESTORS, INC.

Investment adviser filing (IA)

SHELTON, CT, United States · Form ADV filed May 22, 2026

Regulatory AUM
$5.6B
Form ADV · Item 5.F
Client accounts
250
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plans248$5,596,216,42299.9%
Pooled investment vehicles2$6,683,5490.1%
Filing source

Form ADV 2107758 · May 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PENTEGRA CO-INVEST 2017-1 LLCOther Private Fund · Last reported May 22, 2026$4.08MGross asset value
Fund administrator PENTEGRA SERVICES, INC. WHITE PLAINS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG LLP DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Fund details & source
Fund ID
805-3250312616
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 2107758 · May 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENTEGRA RETIREMENT TRUSTOther Private Fund · Last reported Mar 28, 2023$287MGross asset value

Form D fundraising filings

Pentegra Retirement Trust

Fund administrator PENTEGRA SERVICES, INC. WHITE PLAINS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor CLIFTONLARSONALLEN LLP GREENWOOD VILLAGE, Colorado, United States
Custodian BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CLIFTONLARSONALLEN LLP
PCAOB 655

Fund details & source
Fund ID
805-5662547944
Reported beneficial owners
8
Minimum commitment
$0
Form D file number
021-212409

Form ADV 1731653 · Mar 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 22, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

2 ENTERPRISE DRIVE, SUITE 408
SHELTON, CT, 06484-4657, United States

CRD 111503

Filing source

Form ADV 2107758 · May 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.