Form D · Commercial

Pearlmark Mezzanine Realty Partners IV, L.P.

Chicago, IL · CIK 0001646447

Offering snapshot reported Jun 20, 2017 · SEC filing

Reported sold
$76M
Offering amount: $500M
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38M$76MJul 2, 2015: $50,000,000.00Jul 2, 2015Jul 5, 2016: $71,225,000.00Jul 5, 2016Jun 20, 2017: $76,025,000.00Jun 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$71,225,000 → $76,025,000
  • Reported investors28 → 45

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 20, 2017Amendment$76,025,000$4,800,000vs Jul 5, 201645SEC filing
Jul 5, 2016Amendment$71,225,000$21,225,000vs Jul 2, 201528SEC filing
Jul 2, 2015Initial$50,000,000No comparison24SEC filing

Offering details

Securities
Equity
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$1.35M (estimated)
Finders' fees
$0
Form D file number
021-243011
Represents the maximum amount of fees that could be payable under the Placement Agreement, subject to the provisions set forth therein.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Applied Capital, LLC166316

Source: Form D, filed Jun 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PEARLMARK MEZZANINE REALTY PARTNERS IV, L.P.

Investment adviser: PREP INVESTMENT ADVISERS, L.L.C.

Gross asset value
$0
Beneficial owners
61
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG CHICAGO, Illinois, United States
Custodian CITIBANK NA CHICAGO, Illinois, United States Related to adviser: No
Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No
Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Filing source

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8427461920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Z. Cohen Promoter
[None] Parlmark Mezzanine Realty Partners Gp Iv, L.L.C. Promoter
[None] Pearlmark Mezzanine Realty Partners Gp Iv, L.L.C. Executive
[None] Pearlmark Real Estate, L.L.C. Promoter
Stephen Quazzo Promoter
Michael T. Quinn Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
200 West Madison Street Suite 2800
Chicago, IL, 60606