Investment adviser · CRD 296631

PREP INVESTMENT ADVISERS, L.L.C.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $1.91B
Client accounts: 5
Employees: 34
Advisory professionals: 34

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$1,911,327,200	100.0%

Filing source

Form ADV 2069208 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PEARLMARK EQUITY PARTNERS II, L.P.Real Estate Fund · Last reported Mar 31, 2026$528MGross asset value

Auditor KPMG CHICAGO, Illinois, United States

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Fund details & source

Fund ID: 805-7208442124
Reported beneficial owners: 26
Minimum commitment: $5M

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEARLMARK REALTY SENIOR MORTGAGE PARTNERS I, L.P.Real Estate Fund · Last reported Mar 31, 2026$450MGross asset value

Form D fundraising filings

Pearlmark Realty Senior Mortgage Partners I, L.P.

Auditor KPMG CHICAGO, Illinois, United States

Custodian JP MORGAN NEW YORK, New York, United States Related to adviser: No

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Fund details & source

Fund ID: 805-2286671302
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-567224

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEARLMARK MEZZANINE REALTY PARTNERS VI, L.P.Real Estate Fund · Last reported Mar 31, 2026$389MGross asset value

Auditor KPMG CHICAGO, Illinois, United States

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes

Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No

Marketer TIERRA INFINITA INVESTMENTS LLC SANTIAGO, Chile Related to adviser: No

Marketer WESTPOINT PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source

Fund ID: 805-2959075151
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-52106

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEARLMARK MEZZANINE REALTY PARTNERS V, L.P.Real Estate Fund · Last reported Mar 31, 2026$184MGross asset value

Form D fundraising filings

PEARLMARK MEZZANINE REALTY PARTNERS V, L.P.

Auditor KPMG CHICAGO, Illinois, United States

Custodian CITIBANK NA CHICAGO, Illinois, United States Related to adviser: No

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes

Marketer GT SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Marketer TIERRA INFINITA INVESTMENTS LLC SANTIAGO, Chile Related to adviser: No

Marketer WESTPOINT PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Fund details & source

Fund ID: 805-4771517911
Reported beneficial owners: 113
Minimum commitment: $5M
Form D file number: 021-387091

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEARLMARK MEZZANINE REALTY PARTNERS IV, L.P.Real Estate Fund · Last reported Mar 31, 2026$0Gross asset value

Form D fundraising filings

Pearlmark Mezzanine Realty Partners IV, L.P.

Auditor KPMG CHICAGO, Illinois, United States

Custodian CITIBANK NA CHICAGO, Illinois, United States Related to adviser: No

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Fund details & source

Fund ID: 805-8427461920
Reported beneficial owners: 61
Minimum commitment: $5M
Form D file number: 021-243011

Form ADV 2069208 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

200 WEST MADISON STREET # 2800
CHICAGO, IL, 60606-3417, United States

CRD 296631

Filing source

Form ADV 2069208 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.